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Malte Wundenberg

Compliance und die prinzipiengeleitete Aufsicht über Bankengruppen

[Compliance and the Principles-Based Supervision of Banking Groups.]
2012. 273 pages. unrevised e-book edition 2020; Original edition 2012.
Schriften zum Unternehmens- und Kapitalmarktrecht (SchrUKmR) 1
DOI 10.1628/978-3-16-158801-3
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Summary
The banking supervision law is undergoing a transition. Influenced by the publications of the Basel Committee on Banking Supervision (»Basel II« and »Basel III«), elements of a principles-based regulation have been introduced to the German banking supervision law. Malte Wundeberg explores the characteristics and structural features of principles-based regulatory strategies and analyses their impact on the legal risk management of financial groups.

Schriften zum Unternehmens- und Kapitalmarktrecht (SchrUKmR)