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Julius Forschner
Wechselwirkungen von Aufsichtsrecht und Zivilrecht
Eine Untersuchung zum Verhältnis der §§ 31ff. WpHG und zivilrechtlichem Beratungsvertrag
[Interaction between the Right of Supervision and Civil Law. A Study of the Relationship between Section 31ff Securities Trading Act and the Consultancy Agreement under Civil Law.]
2013. XVI, 230 pages. Published in German.
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Summary
The Markets in Financial Instruments Directive brought conduct of business rules to national legal systems. This Directive aimed at harmonizing the initial authorization and operating requirements for investment firms. The relationship between the harmonized conduct of business rules and contract law is dealt with in this book.